Explaining our taste for excessive harm Marc D. Hauser Viking/Penguin For Jacques and Bert Hauser, my parents, my friends, and my reminder that life should be lived to its fullest Hauser Evilicious. Front matter 2 Pleasure is the greatest incentive to evil. ⎯⎯ Plato To witness suffering does one good, to inflict it even more so. ⎯⎯ Friedrich Nietzsche Man produces evil as a bee produces honey. ⎯⎯ William Golding Hauser Evilicious. Front matter 3 Dear reader, Having lived in Uganda and spoken with people who escaped from the savagery of the brutal dictators Milton Obote and Idi Amin, having heard stories of my father’s childhood as a Jew running through Nazi occupied France, and reading past and present-day accounts of genocide, I am familiar with the horrors of evil. I have also been a student of human nature, trained as a scientist. These experiences have propelled me to study the causes of evil, attempt to make some progress in explaining it to myself, and hopefully to you. There is a great urgency to understanding this problem. None of us can afford to passively watch millions of individuals lose their homes, children, and lives as a result of malice. Sloth is a sin, especially when we live in a world where cultures of evil can so easily erupt. I am also familiar with and deeply moved by human kindness, our capacity to reach out and help strangers. When my father was in a boarding school in the south of France, hiding from the Nazis, a little girl approached him and asked if he was Jewish. My father, conditioned by his parents to deny his background, said no. The girl, sensing doubt, said “Well, if you are Jewish, you should know that the director of the school is handing Jewish children over to the Nazis.” My father promptly called his parents who picked him up, moved him to another village and school, and survived to tell the story. This little girl expressed one of our species’ signature capacities: the ability to show compassion for another person, even if their beliefs and desires are different. In preparation for writing this book, I read transcripts and descriptions of thousands of horrific events, listened to personal stories of survivors from financial ruin and war, worked with abused children who were crucified by unfit parents, and watched both fictional films and documentaries that portrayed psychopaths, dictators of totalitarian regimes, and their hapless victims. As one often does in these circumstances, I developed a tougher skin over time. But I have never lost track of the human travesties that result from evil. As my father’s story suggests, I have also not lost sight of the fact that we are a species that has done great good, and will continue to do so in the future. Nonetheless, to provide a sound and satisfying explanation of evil we must avoid falling into more romantic interpretations of the human condition. Our best protection is science. This is the position I will defend. The topic of evil is massive. This is, however, a short book, written without exhaustive references, in-depth descriptions of our atrocities, and comprehensive engagement with the many theories on offer to explain evil. What I offer is my own explanation of evil, of how it evolved, how it develops within individuals, and how it affects the lives of millions of innocent victims. It is a minimalist explanation of evil that is anchored in the sciences. I believe, as do many scientists, that deep understanding of exceptionally complicated phenomena requires staking out a piece of theoretical real estate with only a few properties, putting to the side many interesting, but potentially distracting details. This book extracts the core of evil, the part that generates all the variation that our history has catalogued, and that our future holds. Sincerely, Hauser Evilicious. Front matter 4 Acknowledgements I wrote this book while my cat, Humphrey Bogart, sat on my desk, staring at the computer monitor. Though he purred a lot, and was good value when I needed a break, he didn’t provide a single insight. Nor did our other pets: a dog, rabbit, and two other cats. For insights, critical comments on my writing, comfort, and endless love and inspiration, there is only one mammal, deliciously wonderful, and without an evil bone in her body ⎯⎯ my wife, Lilan. Marc Aidinoff … a Harvard undergraduate who joined me early on in this journey, digging up references, collecting data, arguing interpretations, sharing my enthusiasm, while offering his own. Kim Beeman and Fritz Tsao … my two oldest and closest friends. They have some of the richest minds around. Their knowledge of film, literature and the arts is unsurpassed. Their capacity to bring these riches to the sciences is a gift. Noam Chomsky… for inspiration, fearless attacks on power mongering, and friendship. Errol Morris… for heated discussion, camaraderie, and insights into evil through his cinematographic lens and critical mind. Many colleagues, students, and friends provided invaluable feedback on various parts of the book, or its entirety: Kim Beeman, Kent Berridge, George Cadwalader, Donal Cahill, Noam Chomsky, Jim Churchill, Randy Cohen, Daniel Dennett, Jonathan Figdor, Nick Haslam, Omar Sultan Haque, Lilan Hauser, Bryce Huebner, Ann Jon, Gordon Kraft-Todd, Errol Morris, Philip Pettit, Steven Pinker, Lisa Pytka, Richard Sosis, Fritz Tsao, Jack Van Honk, and Richard Wrangham. My agent, John Brockman…not only a great agent but a wonderful human being who supported me during challenging times. My editors at Viking/Penguin, Wendy Wolff and Kevin Doughten. Tough when needed. Supportive when needed. A unique blend. The book is all the better for it. Hauser Evilicious. Front matter 5 Table of Contents Prologue. Evilution Chapter 1. Nature’s secrets Chapter 2. Runaway desire Chapter 3. Ravages of denial Chapter 4. Wicked in waiting Epilogue. Evilightenment Hauser Evilicious. Front matter 6 Prologue: Evilution “There is no such thing as eradicating evil [because] the deepest essence of human nature consists of instinctual impulses which are of an elementary nature… and which aim at the satisfaction of certain primal needs.” -- Sigmund Freud I was drowning. This was not the first time. It was also not because I was a poor swimmer. I was 14 years old. A boy named Lionel James, who was the same age but twice my size, was shoving my head under water, roaring with laughter as I struggled to gasp some air. I usually managed to avoid Lionel in the pool, but sometimes he got the best of me while I was playing with friends. Lionel wasn’t the only one who bullied me in junior high school. He was part of an evil three pack, including Ronnie Paxton and Chris Joffe, each much larger and stronger than I. Almost daily they locked me inside of the school’s lockers, bruised my arms by giving me knuckle-punches, and gave me purple-nurples by twisting my nipples. This was no fun for me. For James, Paxton, and Joffe it was delicious enjoyment. Sometimes, while I was locked in my locker, my math teacher would let me out and then ask “Why do you get yourself into these situations?” Though I had great respect for my teacher’s math abilities, and actually had a crush on her, she was socially daft. Did she think I asked to be packaged up in the locker by my tormenters? It was sheer humiliation. One day my mother noticed the bruises. Horrified, she asked what happened. I reluctantly told her the story. She said we were going to talk with the principal. I told her I would prefer water drip torture. She understood and we never went to see the principal. The person who rescued me from my misery was my father, a man who had lived through the war as a child, running from village to village to escape the Nazis, and in so doing, confronted thuggish farm boys whose weight far exceeded their IQ. My father, upon hearing that I didn’t want to go to school anymore, offered a compromise: he would pick me up for lunch every day if I kept going to classes. I agreed, relishing the idea of escaping the lunch-time scene at school where James, Paxton and Joffe pummeled me at will without getting caught. Hauser Prologue. Evilution 7 A month passed. I felt better. My father told me that it was time to go back to lunch at school, but with a plan, one centered around the notion of respect. The only way to command it from my tormenters was to fight back. “But Dad,” I said, “if I hit them, they will crush me.” “They might,” he said, “but you will have gained some respect, and they may turn their attention to someone else.” It seemed like a remarkably stupid idea. But my father lived through a war and fought his way to respect among the thugs in every village school. I decided to give it a go. I went back to school. Soon thereafter, I found myself standing behind Paxton who displayed biceps bigger than my head. I figured I had only one shot. I tapped him on the shoulder and swung as hard as I could, hitting him square in the chest. What aim. What perfection. What wasted energy. With no more than a flinch, Paxton looked down at me, fury in his face, and grunted “What’s up with you?” With tears running and lips trembling, I sputtered “I can’t take it anymore. You, Joffe, and James are constantly hitting me and locking me in the lockers. I can’t take it!” And then, as if his entire brain had been rewired, serotonin surging to provide self-control, dopamine flowing to shift his sense of reward, the hulk spoke: “Really? Okay, we’ll stop.” And just like that, Paxton, Joffe and James stopped. No more locker games, no more bruises. They even saw me as a useful resource, someone who could help them pass some of their exams. From victim to victory. I was fortunate. Many are not. Thousands of children throughout the world are persecuted in a similar way but never fight back or if they do, are crushed for trying. Some are pushed so hard that they commit suicide, tragedies that increasingly make headline news reports. The fact that bullies often torment their victims for personal gain, cause great harm, and often enjoy the experience ⎯⎯ as did Lionel James ⎯⎯ fits well with a common view of evil. On this view, we think of someone as evil if they inflict harm on innocent others, knowing that they are violating moral or legal norms, and relishing the abuse delivered. But what of bullies who, due to immaturity or brain deficits, simply don’t understand the scope of moral boundaries? What if they impose great harm on their victims, but don’t enjoy the experience? What if the victims are not entirely innocent, such as those who double-time as bullies? We can debate questions like these on philosophical grounds, attempting to refine what, precisely, counts as an act of evildoing as opposed to some mere moral wrong, like breaking a promise or having an affair while married. Many have. I don’t believe, however, that this is how we will achieve our deepest understanding. Instead, I turn to the sciences of human nature, focusing on cases where people directly or indirectly cause excessive harm to innocent others as the essence of evil. To explain this form of evil, we must dissect the underlying psychology, the brain circuits that generate this psychology, the genes that build brains, and the evolutionary history that has sculpted the genetic ensemble that makes us distinctively human. This is the approach I pursue. If I’m right about this approach, not only will we gain Hauser Prologue. Evilution 8 a deeper understanding of how and why our species has engaged in evildoing, but we will learn about our own individual vulnerability to follow suit. This prologue provides a sampling of the central ideas minus the rich evidence and explanations that follow in the four core chapters of this book. A brief history of malice Homo sapiens, the knowing and wise animal, has logged an uncontested record of atrocities, despite moral norms prohibiting such actions: no other species has abducted innocent children into rogue armies and then killed those who refused to kill, tossed infants into the air as targets for shooting practice, gang raped women to force them to carry the enemy’s fetus to term while destroying the souls of their powerless husbands, and mutilated and burned men to death because more humane forms of killing were less effective and enjoyable. These are horrific acts. They abound globally and across the ages. Many scholars have judged them as evil. Despite the pervasiveness of these atrocities, evil is commonly perceived as a defect, an unfortunate malignancy that has engulfed and metastasized within our species’ essential goodness. Evil is also denied, relegated to mythology, the delusional imagination of a few madmen, the propaganda of imperialist nations, or the result of a rare mutation. Perhaps because of these impressions, we have an obsessive fascination with evil, evidenced by our fertile capacity to create and then consume films about genocide, cunning rapists, master criminals, corporate raiders, psychopaths and serial killers. We are of two minds, wanting to hide from the atrocities of evil while feeding our insatiable appetite for more. To understand evil is neither to justify nor excuse it, reflexively converting inhumane acts into mere accidents of our biology or the unfortunate consequences of bad environments. To understand evil is to open a door into its essence, to clarify its causes. In some cases, understanding may force us to exonerate the perpetrators, recognizing that they harbored significant brain damage and as a result, lacked self-control or awareness of others’ pain. In other cases, understanding will reveal that they knowingly caused harm to innocent others, relishing the devastation left behind. By describing and understanding an individual’s character with the tools of science, we are more likely to make appropriate assignments of responsibility, blame, punishment, and future risk to society. To understand evil requires facing our species’ sustained record of atrocities, laying out a variety of cases for inspection. Former Reverend Lawrence Murphy was responsible for over two hundred instances of sexual abuse, luring innocent deaf children in with a saintly smile. Charles Manson, the illegitimate son of a sixteen year old woman and the self-proclaimed father of dozens of runaway women, was responsible for the brutal death of five people by means of 114 knife jabs, while also prostituting his Hauser Prologue. Evilution 9 lovers, beating his wife, selling drugs, and stealing cars. Former Chairman of the NASDAQ stock exchange, Bernard Madoff, was responsible for initiating a Ponzi scheme involving money laundering, perjury, and mail fraud that caused thousands of people to suffer financial ruin. Jane Toppan, born Honora Kelley, was an American nurse who was responsible for killing over 30 patients by drug overdose, stating in her testimony that she experienced a sexual thrill when she held dying patients, and that her goal in life was to kill more innocent people than anyone else in history. Former military specialist Charles Granger was responsible for forcing nudity and sex among the Iraqi prisoners of Abu Ghraib, putting individuals on dog leashes, depriving them of their senses with head bags, and piling naked bodies into photographed still lifes, orchestrations that led to the ultimate humiliation and dehumanization of these prisoners. Depending upon how we think about the problem of evil, we might consider the individuals noted above as minor evildoers or not evil at all because the harms were rather insignificant, because their goal wasn’t to directly harm anyone and then enjoy the trail of damage, or because they lacked the mental capacity to assume responsibility for the atrocities committed. These individuals pale in comparison with the most unambiguously radical evildoers of the 20-21 st century ⎯⎯ the dictators Idi Amin, Francisco Franco, Adolf Hitler, Kim Jong-il, Slobodan Milosevic, Pol Pot, Josef Stalin, Charles Taylor, and Mao Zedong. These men were responsible for the brutal deaths of approximately 80 million people combined. Most were mentally healthy, at least in terms of clinical diagnoses. Many relished their atrocities. All devised over-the-top means of ending lives. Whether by enticing or coercing their followers to torture, gang rape, and butcher human flesh, they went beyond what was necessary to get rid of unwanted others. These are excessive harms, carried out with excessive techniques. In this book, I will not only explore these extreme cases, but more mundane ones as well. Each case helps shape our understanding of what propells some individuals to cause harm on small or large scales, while others avoid it entirely, despite temptations to the contrary. Why and How? To explain the landscape of human atrocities, from Reverend Lawrence Murphy to Mao Zedong, we need an account of why we evolved this capacity and how it works. I will explain both of these problems using the theories and evidence of science. Why? Evil evolved as an incidental consequence of our unique form of intelligence. All animals show highly specialized abilities to solve problems linked to survival. Honey bees perform dances to tell others about the precise location of nutritious pollen, providing an information highway that lowers the Hauser Prologue. Evilution 10 costs of individual foraging challenges. Meerkats teach their young how to hunt dangerous but energyrich scorpion prey, providing an education that bypasses the risks of trial and error learning. Humans unconsciously wrinkle their noses and pull back their lips into an expression of disgust that communicates information about disease-ridden and toxic substances, thereby lowering the costs of sickness to others who might be exposed. Each of these specializations involve exquisitely designed neural circuits and sensory machinery. Each specialization is used for one and only one problem ⎯⎯ except in humans. Animal thoughts and emotions are like monogamous relationships, myopically and faithfully focused on a single problem for life. Human thoughts and emotions are like promiscuous relationships, broad-minded and liberated, free to couple as new problems surface. Unlike any other animal, the thoughts and emotions we use to solve problems in one domain can readily be combined and recombined with thoughts and emotions from other domains. This is powerful, providing great flexibility in addressing novel problems, some of which we create for ourselves. Disgust provides an example. Disgust originally evolved as an adaptive response to detecting substances that are toxic to our health, especially substances that are outside of the body but should be inside: feces, urine, blood, and vomit. Within the circulation of a promiscuous brain, however, disgust journeys to distant problems, including the moral attitude of vegetarians toward meat eaters, our revulsion toward incest, and abhorrence of gratuitous torture. This journey involves the same brain mechanism that serves original disgust, together with new connections that give voice to our moral sense. Promiscuity enables creativity. What the sciences reveal is that the capacity for promiscuous thinking was realized by evolutionary changes in the number of newly wired up brain areas. By increasing these connections, it was possible, for the first time, to step outside the more narrow and specialized functions of each particular brain area to solve a broader range of problems. Though we don’t know precisely when these changes occurred, we know they occurred after our split from the other great apes ⎯⎯ the orangutans, gorillas, bonobos and chimpanzees. We know this from looking at both the brains of these species, as well as the ways in which they use tools, communicate, cooperate, and attack each other. Not only are there fewer connections between different regions of the brain, but their thinking in various domains is highly monogamous, faithfully dedicated to specific adaptive problems. Empowered by our new, massively connected and promiscuous brain, we alone migrated into and inhabited virtually every known environment on earth and some beyond, inventing abstract mathematical concepts, conceiving grammatically structured languages, and creating glorious civilizations rich in rituals, laws, and beliefs in the supernatural. Our promiscuous brain also provided us with the engine for evil, but only as an incidental consequence of other adaptive capacities, including those that evolved to harm others for the purpose of surviving and reproducing. Hauser Prologue. Evilution 11 All social animals fight to gain resources, using highly ritualized behaviors to assess their opponents and minimize the personal costs of injury. Changes in hormone levels and brain activity motivate and reward the winners, and minimize the costs to the losers. In a small corner of the landscape of aggressive fighting styles are an elite group of killers, animals that go beyond harming their opponents to obliterating them: ants, wolves, lions, and chimpanzees. When these species attack to kill, they typically target adult members of neighboring groups, using collaborative alliances to take out lone or otherwise vulnerable victims. The rarity and limited scope of this form of lethal aggression is indicative of monogamous thinking, and tells us something important about the economics ⎯⎯ especially the costs and potential rewards of eliminating the enemy, as opposed to merely injuring them. Killing another adult is costly because it involves intense, prolonged combat with another individual who is fighting back. The risks of significant personal injury are therefore high, even if the potential benefit is death to an opponent. As the British anthropologist Richard Wrangham has suggested, animals can surmount these costs by attacking and killing only when there is a significant imbalance of power. This imbalance minimizes the costs to the killers and maximizes the odds of a successful kill. Still, the rarity of killing reinforces an uncontested conclusion among biologists: all animals would rather fight and injure their opponents than fight and obliterate them, assuming that obliteration is costly to the attacker. In some cases, we are just like these other animals ⎯⎯ killophobic. Historical records, vividly summarized by Lieutenant Colonel Dave Grossman in his book On Killing, reveal that in some situations, soldiers avoid killing the enemy even though they could have. For example, despite the fact that Civil War regiments had the potential to kill 500-1000 individuals per minute, the actual rate was only 1-2 per minute. This suggests that under some conditions, killing another when you can see the whites of their eyes is hard. But as the history of genocides reveal, we have evolved ways to bypass this limitation, making us killophilic in a variety of situations. Our brain’s unique capacity for denial is one of the liberating factors. By recruiting denial into our psychology’s artillery, we invented new ways of perceiving the enemy or creating one, distorting reality in the service of feeding a desire for personal gain. Denial, like so many aspects of our psychology, generates beneficial and toxic consequences. Self-deceiving ourselves into believing that we are better than we are is a positive illusion that often has beneficial consequences for our mental and physical health, and for our capacity to win in competition. Denying others their moral worth by reclassifying them as threats to our survival or as non-human objects is toxic thinking. When we deny others their moral worth, the thought of killing them is no longer aversive or inappropriate. If we end someone’s life in defense of our own, we are following our evolved capacity for survival. When we destroy a parasite, we are also protecting our self-interests to survive. And when we destroy an inanimate object or lock it away, there is no emotional baggage because we have bypassed the Hauser Prologue. Evilution 12 connection to individual rights; we have cut out morality as the governor. This suite of transformations, enabled by our promiscuous brain, allowed us to occupy a unique position within the animal kingdom as large scale killers. Chimpanzees only kill adults when there are many attackers against one victim, with the vast majority of kills focused on individuals outside of their own group; most kills within the group are aimed at infants, where the costs to the attacker are low. Though humans also kill members of enemy groups when there are many against one ⎯⎯ a pattern that is common among hunter-gatherers and other smallscale societies ⎯⎯ we depart from this narrow pattern in terms of numbers and the array of potential victims. When humans kill, we go at it with many against many, one against one, and even one against many, including as victims both those outside of our group and those within, young and old, same and opposite sex, and mating partner and competitor. Add the chimpanzee’s adaptive capacity for coalitionary killing to the promiscuous capacity of the human brain, and we arrive at a uniquely aggressive species, one capable of inflicting great harm on others in any context. Though the modern invention of scud missiles and stealth bombers undoubtedly enriched our capacity to kill on a large scale by putting distance between killers and victims, these weapons of mass destruction were not necessary. Today, we need only travel back a few years to 1994 to witness the machete genocides of Rwanda, a painful memory of our capacity to wipe out close to a million people in 100 days with hand to hand combat. This is excessive harm, enabled by our ability to use denial to minimize the perceived costs of killing another person and to motivate the anticipated benefits. Denial turns down the heat of killing another and turns us into callous predators. Evolutionary changes in the connections to the brain’s reward system provided a second, costoffsetting step, allowing us to move into novel arenas for harming others. When an animal wins a fight, the reward circuitry engages, providing a physiological pat on the back and encouragement for the next round. This same circuitry even engages in anticipation of a battle or when watching winners. The reward system is important as it motivates competitive action in situations that are costly. There is one situation, however, where the reward system is remarkably quiet, at least in all social animals except our own: detecting and punishing those who attempt to cheat and free-ride on others’ good will. Punishment carries clear costs, either paid up front in terms of resources expended on physically or psychologically attacking another, or paid at the end if the victim fights back or retaliates. These costs can be offset if punishers and their group benefit by removing cheaters or teaching them a lesson. Among animals, punishment is infrequently seen in vertebrates, especially our closest relatives the nonhuman primates. When it is seen, the most common context is competition, not cooperation. Like lethal killing, then, punishment in animals tends to be restricted to a narrow context. Like lethal killing, punishment in animals is psychologically monogamous. Hauser Prologue. Evilution 13 Punishment in humans is emblematically promiscuous. We castigate others whenever they violate a social norm, in both competitive and cooperative situations, targeting kin and non-kin. Punishment is doled out by the individual directly harmed and also by third party onlookers. We use both physical and non-physical means to discipline cheaters, including ostracism. Punishment’s landscape is vast. The idea I develop here, building on the work of scholars in economics, psychology, and anthropology, is that our species alone circumvented the costs of punishment as an incidental consequence of promiscuity, including an intimate coupling between the systems of aggression and reward. As several brain imaging studies reveal, when we either anticipate or actually punish another, or even witness punishment as a mere bystander, our reward circuitry delivers a honey hit. Delivering just deserts, or watching them delivered, is like eating dessert. We absorb the costs of punishment by feeling good about ratting out the scourges, banishing them from society, and sometimes from life itself. Ironically, as the economist Samuel Bowles has suggested based on mathematical models and a synthesis of the historical record, punishment can strengthen solidarity and cooperation within the group, while simultaneously enhancing antagonism and prejudice toward those outside the inner sanctum. Ironically, the psychology that benefited cooperation among like-minded others may also have functioned to destroy those who have different beliefs and values. The emergence of promiscuous punishment was a momentous event in human history, a celebration of exquisite brain evolution and adaptive design. But this achievement carried a hidden cost, a debt that we continue to pay: A mind capable of feeling good about punishing in the name of virtue is a mind capable of doing bad to feel good. It is a mind that finds real or simulated violence entertaining and seeks ways to satisfy this interest. It is a mind that enjoys watching others suffer while singing O Schadenfreude. It is a mind that is capable of feeling good about killing others who are perceived as parasitic on society. It is a mind that can override the anticipated costs of killing by fueling a taste for killing. Desire, denial, aggression and reward are each associated with specific psychological processes, distinct evolutionary histories, and specific adaptive problems. When processed by a promiscuous brain, these systems connect in ways that are both beneficial to human welfare and deeply deleterious. How? Evil occurs when individuals and societies allow desire for personal gain to combine with the denial of others’ moral worth to justify the use of excessive harms. Everyone has desires, resources they want and experiences they seek. Our desires motivate us into action, often to fulfill personal needs or to help others. We all desire good health, fulfilling relationships, and knowledge to explain the world. Some also desire great wealth and power, each culture weighing in on its signature vision of what counts: money, land, livestock, wives, and subordinates. The desire system motivates action in the service of Hauser Prologue. Evilution 14 rewarding experiences. Some actions have benign or even beneficial consequences for the welfare of others, while others have malignant and costly consequences. Exquisite studies pioneered by the American cognitive neuroscientist Kent Berridge have uncovered the core elements of pleasure, including distinctive systems of wanting, liking and learning. We, and hundreds of other species, often want things we like, and like things we want. This is, obviously, an adaptive coupling. Thanks to experiments at the level of genes, neurons, and behavior, we can tease apart these three systems. Thanks to naturally occurring situations, we can watch these systems come unglued over the course of addictions, leading to the paradoxical and maladaptive situation of wanting more and more, but liking the experience less and less. Addictions, as archetypal examples of excess, provide a model for thinking about evil and its trademark signature of excessive harm. The paradoxical decoupling between wanting and liking is seen most clearly in studies of obesity in rats and humans, where individuals develop skyrocketing desires for food, but fail to experience comparable pleasure from eating. By definition, those who become obese are prone to eat in excess. One reason they do is because eating, or even seeing images of food, no longer delivers the same honey hit to the brain as in their pre-obesity days. The reward system turns off when we turn to excess. This is adaptive because nothing in excess is good. But because the wanting system runs independently, the adaptive response by the liking system has the unfortunate consequence of making us want more even though we enjoy it less. The proposal I develop in this book is that the same process is involved in evil, especially its expression of excessive harm. It is a process that is aided by denial. Everyone engages in denial, negating certain aspects of reality in order to manage painful experiences or put forward a more powerful image. But like desire, denial has both beneficial and costly consequences for self and others. When we listen to the news and hear of human rights violations across the globe, we often hide our heads in the sand, plug our ears, and carry on with our lives as if all is okay on planet Earth. When doctors have to engage in slicing into human flesh to perform surgery, they turn off their compassion for humanity, treating the body as a mechanical device, at least until the surgery is over, and the patient awakes, speaks and smiles. When we confront a challenging opponent in an athletic competition or military confrontation, we often pump ourselves up, tricking our psychology into believing that we are better than we are. Denial turns down the heat of emotion, allowing a cooler approach to decision making and action. But doctors in denial concerning the moral worth of others can be convinced to carry out heinous operations for the “good” of science or the purity of their group, and military leaders in denial of an opponent’s strength can lead their soldiers to annihilation. Individuals in denial can reject different aspects of reality in the service of reward, whether it is personal gain, avoiding pain, or enabling the infliction of pain on others. Hauser Prologue. Evilution 15 In a competitive world with limited resources, our desire system never rests. This is a good thing as it motivates us to take care of our self-interests and strive for bigger and better. But a desire system that never sleeps is a system that is motivated to accrue ever larger coffers or power. To satisfy this inflationary need is often not possible without harming others, either directly or indirectly. To offset the costs of harming another, desire recruits denial. This is a recipe for evil and the creation of excessive harms. It is a recipe that takes two, often benign and highly adaptive ingredients that are essential for motivating action and promoting survival, and combines them into an explosive outcome. Seen in this way, our capacity for evil is as great as our capacity for love and compassion. Evil is part of human nature, a capacity that can’t be denied. What I will show is both how this capacity works, and how some of us, due to biological inheritance and environmental influence, are more likely to end up as evildoers. Historical material on the lives of Franz Stangl and Adolf Eichmann, leaders in the Nazi annihilation of Jews, illustrates how desire and denial combine within individual minds to create excessive harms. Although this is a historical example, focused on the lives of only two men, stories like theirs have been recounted hundreds of times, all over the globe and across time. This pattern points to common mechanisms, identified in detail by the sciences of human nature. Stangl was a politically motivated man with a burning desire to climb to the top of the Nazi hierarchy. A clear path opened when he was appointed commander of the Polish prison Treblinka. Unbeknownst to Stangl, Treblinka was one of the Nazi’s concentration death camps. To fulfill his desire for power therefore required harming thousands of others, or more accurately, commanding Nazi soldiers to harm others on his behalf. But since Stangl had no burning desire to harm the Jews, he dehumanized them, transforming living, breathing, feeling, and thinking people into lifeless “cargo” ⎯⎯ his own expression. Stangl was dry-eyed as officers under his command killed close to one million Jews, one third of them children. The reward? Power and status within the Nazi hierarchy. The death of innocent Jews was a foreseen consequence of Stangl’s desire for power, not his direct goal. Eichmann, Lieutenant Colonel in the Nazi regime, was considered one of the central architects of the Final Solution, the master plan for the extermination of Jews. Eichmann denied Jews their humanity by championing the pamphlets and posters that portrayed them as vermin and parasites. This dehumanizing transformation empowered Eichmann’s belief that cleansing was the only solution to German integrity and power. Eichmann’s reward? Elimination of the Jews. Unlike Stangl, killing Jews was rewarding. As the historian Yaacov Lozowick stated “Eichmann and his ilk did not come to murder Jews by accident or in a fit of absent-mindedness, nor by blindly obeying orders or by being small cogs in a big machine. They worked hard, thought hard, took the lead over many years. They were the alpinists of evil.” Hauser Prologue. Evilution 16 Stangl and Eichmann: two different routes into evil. Both possible and both equally lethal to humanity. This is a lean explanation of why evil evolved and how it develops within individuals and societies. It is an explanation that strips evil down to its root causes, focusing on the core psychological ingredients that enable us to violate moral norms and cause excessive harms to innocent others. A difficult journey This book takes you on a journey into evil. It is a story about our evolutionary past, our present state of affairs, and the prospects for our future. It is as much a story about you and me, as it is about all of our ancestors and future children. It is a story about the nature of moral decay and the prospects of moral growth. It is story about society’s capacity to engineer great harm, and about our own individual responsibility to avoid joining in. Explaining how our genes create brains that create a psychology of desire and denial that leads to excessive harms provides a satisfying explanation for the landscape of evil. It explains all varieties of evil by showing how particular genetic combinations can create moral monsters and how particular environmental conditions can convert good citizens into uncaring killers and extortionists. This explanation will not allow us to banish evil from the world. Rather, it will enable us to understand why some individuals acquire an addiction to feeling good by making others feel bad, and why others cause unimaginable harm to innocent victims while flying the flag of virtue. This, in turn, will help us gain greater awareness of our own vulnerabilities by monitoring the power of attraction between desire and denial. Hauser Prologue. Evilution 17 Endnotes: Prologue. Evilution Recommended books: There are numerous books about evil, most written by philosophers, theologians, historians, political scientists, and legal scholars. The following recommendations are for books about evil written by scientists. They are terrific, I have learned a great deal from them, and some of their ideas powerfully enrich the pages between these covers. Baumeister, R. F. (1999). Evil. Inside human violence and cruelty. New York, W.H. Freeman. Baron-Cohen, S. (2011). The Science of Evil. New York, Basic Books. Oakley, B. (2007). Mean Genes. New York, Prometheus Books. Staub, E. (2010). Overcoming Evil. New York, Oxford University Press. Stone, M. H. (2009). The Anatomy of Evil. New York, Prometheus Books. Zimbardo, P. (2007). The Lucifer Effect. New York, Random House. Notes: • For a philosophical account of the nature of goodness that treats evil as a deviation from our species’ repertoire, see Philippa Foot Natural Goodness (2001, Oxford, Clarendon Press). • For an explicit, philosophical argument for the connection between pleasure and evil, see Colin McGinn‘s Ethics, Evil and Fiction (1997, Oxford, Oxford University Press). For a comprehensive discussion of evil by a philosopher, including important critiques of the existing literature, see John Kekes’ The Roots of Evil (2007, Ithaca, Cornell University Press) • On killing throughout history: Wrangham, R.W. & Glowacki, L. (in press). Intergroup aggression in chimpanzees and war in nomadic hunter-gatherers: evaluating the chimpanzee model. Human Nature; Bowles, S. (2009). Did warfare among ancestral hunter-gatherers affect the evolution of human social behaviors? Science, 324, 1293-1298; Choi, J.-K., & Bowles, S. (2007). The coevolution of parochial altruism and war. Science, 318, 636-640; Grossman, D. (1995). On killing: the psychological costs of learning to kill in war and society. New York, NY: Little, Brown. • For a summary of research on desire, especially the elements of wanting, liking and learning, see Berridge, K.C. (2009). Wanting and Liking: Observations from the Neuroscience and Psychology Laboratory. Inquiry, 52(4), 378-398; Kringelbach, M.L., & Berridge, K.C. (2009). Towards a functional neuroanatomy of pleasure and happiness. Trends Cognitive Science 13(1), 479-487. • The most serious treatment of Stangl can be found in the penetrating interview by Gitta Sereny (1974, Into that Darkness: From Mercy Killing to Mass Murder. London: Random House). There have been different treatments of Adolf Eichmann, most famously by Hannah Arendt in her Eichmann in Jerusalem: A report on the banality of evil. (1963, New York, Viking Press). Arendt’s perspective on Eichmann as an ordinary gentleman who simply followed orders has been seriously challenged, suggesting that he was anything but a banal evildoer; the quote by Holocaust scholar Yaacov Lozowick is one illustration of the more generally accepted view that Eichmann was a radical evildoer with heinous intentions to Hauser Prologue. Evilution 18 exterminate the Jews. He may have lived a calm and peaceful existence outside of his day job at Nazi headquarters, but this was no ordinary citizen. Quotes: • Quote by Lozowick on Eichmann and banality of evil: Lozowick, Y. (2002) Hitler’s Bureaucrats: The Nazi Security Police and the Banality of Evil. New York, Continuum Press, p. 279. Hauser Prologue. Evilution 19 Chapter 1: Nature’s secrets Nature hides her secrets because of her essential loftiness, but not by means of ruse. — Albert Einstein In Charles Darwin’s day, biologists unearthed the mysteries of evolution by means of observation, sometimes accompanied by a simple experiment. This was largely a process of documenting the patterns of variation and uniformity that nature left behind. Only breeders were directly involved in manipulating these patterns, using artificial selection to alter the size, shape, coloration, and lifespan of plants and animals. The Darwins of today continue this tradition, but with new tools, informed by understanding of the genetic code and aided by technical developments in engineering, physics, chemistry, and computer science. These tools allow for deeper penetration into the sources of change, and the causes of evolutionary similarities and differences. They also enable biologists to change the course of evolution and the patterns of development by turning genes off or turning novel ones on, and even creating synthetic organisms in test tubes ⎯⎯ a wonderful playground for understanding both questions of origin, change, and extinction. The Darwins of today are cowboys, trailblazing a new frontier of understanding. But like the frontier of the early American wild west, nature holds many secrets and surprises. Sometimes when we break through nature’s guard, we gain fundamental truths about the living world, knowledge that can be harnessed to improve animal and human welfare. But sometimes when we break through, we create toxic consequences and ethical dilemmas. Tampering with nature is risky business as there are many hidden and unforeseen consequences. In 1999, the molecular biologist Joe Tsien and his team at Princeton University tampered with mother nature. Their discovery, published in a distinguished scientific journal, soon filled the newspapers, radio airwaves, and even a spot on Dave Letterman’s late night television show. Tsien manipulated a gene that was known to influence memory, causing it to work over time. This created a Hauser Chapter 1. Nature’s secrets 20 new line of mice with a special accessory: an upgraded memory and learning system. When these new and improved mice ran through an IQ test, they outperformed normal mice. Tsien pulled off an extraordinary engineering trick, creating a lineage of smarter mice. This is cowboy science, showing the power of genetic tampering to open the door to evolutionary changes. In a world of competition, one would imagine that selection should favor these smart mice who have better recall of essential foraging routes, previous social interactions, and places to rest out of harm’s way from predators. But in biology, there are always trade-offs. Benefits in one area of life are often accompanied by costs in others. Several months after Tsien’s report, a follow-up study of the same memory-enhanced mice appeared in print, also in a distinguished scientific journal. But this time there was no media fanfare. The new work was carried out by Min Zhuo at Washington University, an ex-member of Tsien’s lab and a coauthor of the original paper. Zhuo’s new paper confirmed that memory-enhanced mice were indeed smarter, but also showed that they were more sensitive to pain, licking their wounds more and for longer periods of time than normal mice. Though it is unclear whether Zhuo’s results reveal heightened pain sensitivity, stronger memories for pain, or some combination of these and other processes, what is clear is that the engineering that led to smarter mice led to much more. Tsien and Zhuo’s work shows that even with targeted, artificial changes in the underlying biology, unanticipated consequences are common. It also shows that deep within the biology of every organism lies hidden capacities and potential for change. Unleashing these sub rosa capacities can have both beneficial and costly consequences for the individual and group. The idea I develop in this chapter is that our capacity for evil evolved as an incidental, but natural consequence of our uniquely engineered brain. Unlike any other species, our brain promiscuously combines and recombines thoughts and emotions to create a virtually limitless range of solutions to an ever-changing environment. This new form of intelligence enabled us to solve many problems, but two are of particular interest given their adaptive consequences: killing competitors and punishing cheaters in a diversity of contexts. But like the painful fall-out from artificially engineering a smarter mouse, so too was there fall-out from the natural engineering of a smarter human: a species that experiences pleasure from harming others. This is part of the recipe for evil. This chapter sets out the evidence to support the idea that evil evolved as an incidental consequence of our brain’s design. I begin by discussing the two general processes that landed us in the unforeseen and uninhabited niche of evildoers: the evolution of byproducts and promiscuous connections within the human brain. Because these are general processes, we will take a short reprieve from matters specifically evil. Hauser Chapter 1. Nature’s secrets 21 What’s it for? About 50 million years ago, a family of insects ⎯⎯ the Phylliinae ⎯⎯ evolved a distinctive piece of anatomy: a body that looks like a leaf. They also evolved the capacity for catalepsy or statuesque stillness. Their leafy body is so exquisitely designed that even predators with superb search images are fooled as they walk or fly by. But from the fact that the leafy body provides these insects with an invisibility cloak, and the fact that this enables them to escape predation, we cannot conclude that the leafy body evolved for predator evasion. What something is used for today may be different from what it evolved for ⎯⎯ the difference between current utility and original function. To show that the leafy body evolved for predator evasion, we need to know more, which we do. For one, the leafy body is paired up with a requisite behavioral adaptation: turning to stone. If leaf insects fluttered about as actively as any other insect, their motion alone would cry out to the predators. Optimal effectiveness requires acting like a leaf. But acting like a leaf without the leafy body has its own independent benefits, paying off in terms of predator evasion, as well as sneaking up on potential mates. It would therefore make good sense if stillness evolved first followed by a leafy body. This is precisely what evolution’s record reveals. The adaptive advantage that comes from statuesque stillness and a leafy camouflage can only be measured against the backdrop of today’s predator line-up. If some future-predator evolves more sophisticated abilities to discriminate real leaves from faux leaves, the Phylliinae will be out of luck. This new pressure from predators will, in turn, push for new evasive tricks, thus initiating the classic cycle of predator-prey evolution. What is adaptive for the Phylliinae today, may not be adaptive tomorrow. The comparative study of the Phylliinae raises a class of questions posed by all evolutionary biologists, independently of their taxonomic biases or interests in physiology, morphology, or behavior: How did it originally evolve? What adaptive problem did it solve? Did it evolve to solve one adaptive problem, but over time shift to solve another ⎯⎯ a case of what the late evolutionary biologist Stephen J. Gould referred to as an exaptation? Does the exaptation generate profits or losses for survival and reproduction? Is the trait associated with byproducts, incidental consequences of the evolutionary process? What effects, if any, do these byproducts have on survival and reproduction? These questions apply with equal force to evil as they do to language, music, mathematics, and religion. The fact that evil, relative to a leafy body, is more difficult to define, harder to measure, and impossible to experiment upon ⎯⎯ at least ethically ⎯⎯ doesn’t mean we should take it off the table of scientific inquiry. What it means is that we must be clear about what we can understand, and how we can distinguish between the various interpretations on offer. When we explore the evolution of evil, what are we measuring and what evidence Hauser Chapter 1. Nature’s secrets 22 enables us to distinguish between adaptive and non-adaptive explanations? To answer this question, let us look at two illustrative examples that are more challenging than leafy coverage in insects: the evolution of tameness and religion. Sheep, goats, cows, cats, and dogs are all domesticated animals, created by the forces of artificial selection. All have been transformed from a wild type to an animal that not only lives with us, but sometimes lives for us as food. All are more relaxed, less fearful, and less stressed in the presence of humans than their wild ancestors. Many of these animals seek human companionship. These are the trademark features of tameness. They are also consistently associated with other features that never entered into the breeder’s calculations: floppier ears, curlier tails, more mottled fur, greater sensitivity to human communication, reduced response to predators, earlier sexual maturation, smaller brains, and higher levels of serotonin — a chemical messenger of the brain that regulates self-control. Some of these features appear directly relevant to tameness, whereas others appear entirely irrelevant. For example, serotonin is critically linked to self-control which is critically linked to an animal’s ability to suppress aggression when threatened, which is critically linked to building a life with humans. Mottled fur is not critically linked to any of these benefits. Domestication leads to a pastiche of characteristics, some indicative of the domesticator’s goals and others orthogonal to it. How does the process of domestication, and artificial selection in particular, generate both desired and unanticipated traits? In most cases of animal domestication, we know little about how the wild type changed because the only available information is either anecdotal or based on loose archaeological reconstructions. Consider the domestication of dogs from wolves, and especially the variability among dog breeds. Though it is clear that humans throughout history have bred dogs to serve particular functions, including herding, aggressive defense, and companionship, each of these personality styles is linked to other behavioral and physiological traits. For example, breeds with high activity levels are smaller than breeds with low activity levels, aggressive breeds have higher metabolic rates than docile breeds, and obedient breeds live longer than disobedient breeds. Does selection for aggressiveness cause an increase in metabolic rate or does selection for higher metabolic rate allow for heightened aggressiveness. Because these are all correlations, we don’t know which trait pushed the other to change or whether both traits were favored at the same time. There are two situations that provide a more clear-cut understanding of which feature was favored by selection and which emerged as an incidental byproduct: controlled experiments and domestication efforts that resulted in unambiguously undesirable traits. In the 1950s, the Russian biologist Dmitry Belyaev set out to domesticate the wild silver fox. Over several generations, he selectively bred those individuals who were most likely to allow a human experimenter to approach and hand them food. After Hauser Chapter 1. Nature’s secrets 23 45 years of selective breeding he got what he aimed for: a population of tame foxes, less fearful of humans and more interested in playing with them. But Belyaev also got much more than he aimed for: these tame foxes had floppier ears, curlier tails, smaller brains, higher serotonin levels, and much sharper social skills than their wild relatives. These tame foxes acquired the same package that virtually all other domesticated mammals had acquired: some desired and desirable traits and some surprises. Belyaev’s study shows that even under highly controlled laboratory conditions, artificial selection leaves a trail of unanticipated consequences, traits that come along for the ride. This link between desired and unanticipated features arises because the genes that create these features are like coupled oscillators: changes in the expression of one gene directly link to changes in the expression of others. At the level of the traits ⎯⎯ the gene’s expressions ⎯⎯ some have no impact on survival or reproduction, while others may increase or decrease these aspects of fitness. We can illustrate this point by looking at an example from dog breeders. Several hundred years ago, dog breeders used artificial selection to create snub-nosed breeds such as the pug, bull dog, and boxer. The idea was to satisfy our aesthetics for diminutive noses, and reduce the size of the dog’s classically large protuberance. Over the course of several generations of picking the smallest-nosed members of the litter, pugs, bull dogs, and boxers emerged. But they also emerged with an unanticipated and maladaptive health problem: all of these breeds have a harder time breathing and staying cool than full-nosed or snouty dogs. No breeder would select for respiratory problems or an inability to stay cool. These traits emerged as costly byproducts of selection for a diminutive nose, and more abstractly, as a byproduct of our aesthetics. As in Tsien’s experiments on memory enhanced mice, when we tamper with nature, we can cause great harm. Research on the evolution of religion provides my second example of how to think about adaptations and byproducts. The different types of religion are like the different dog breeds: distinctive in many ways, but with a large number of shared traits in common. Most religions have a set of rules for group membership and expulsion, ritual practices, and beliefs in the supernatural. These commonalities suggest to some scholars that religion evolved to solve a particular problem, one that all humans confront. That problem is large scale cooperation among unrelated strangers, a topic I pick up in greater detail further on in this chapter. Other species cooperate, usually with a small number of individuals, mostly close kin. As the size of potential cooperators grows, and genetic relatedness among individuals within the group shrinks ⎯⎯ adding more unfamiliar strangers to the mix ⎯⎯ the potential risks of cooperating with a cheater increases. Religion, and its core features, evolved to diminish this risk and increase the odds of developing a society of stable cooperators. Viewed from this perspective, religion is an adaptation ⎯⎯ in the evolved for sense. For those scholars who favor the idea of religion as adaptation, supporting evidence comes from Hauser Chapter 1. Nature’s secrets 24 analyses of historical data together with experiments. Religious groups show higher levels of cooperation, often over longer periods of time, than many other organized, but non-religious groups. Religious groups also tend to last longer as groups than non-religious organizations or institutions. Cooperation among religious groups is often facilitated by punishment or the implication of punishment from a deity. In a study of 186 societies by the biologist Dominic Johnson, analyses showed that those who believed in a strong moralizing god, capable of doling out punishment, engaged in higher levels of cooperation, including paying taxes, complying with norms, and repaying loans. These observations are complimented by experiments showing that people are more generous about giving away their money in a bargaining game, and less likely to cheat, when they think about words associated with religion — divine, God, spirit, sacred, prophet — than when they think about neutral words. For example, in the dictator game, involving two anonymous players, one decides how much of a pot of money to give to the other. The recipient has no say, and is thus stuck with whatever the donor offers. In general, donors give either nothing or about half. When primed to think about religion, donors are more likely to give than keep the entire pot, and give more as well. The implication of these results is that the religiously-minded feel that they are being watched. Cueing up words that are indicative of their religious beliefs, heightens their vigilance and their moral obligations. Religion fuels altruism and fends off the temptation to cheat. All of the observations and experiments discussed above are fascinating and relevant to understanding the role of religion in past and present societies. But this evidence is irrelevant for understanding the evolutionary origins of religion. It is irrelevant because it can’t determine whether religion originally evolved to solve the problem of large scale cooperation among strangers or whether it evolved for other reasons but was then used in the context of cooperation. This alternative explanation sees religion as an exaptation. No one doubts that religion provides social cohesion. No one doubts that religion also sends a buzzing reminder to the brain’s moral conscience center. But from a description of what it does today, or even in the distant past, we can’t conclude that it evolved for this purpose. That religious organizations show higher levels of cooperation than non-religious groups doesn’t mean they evolved for cooperation. We also can’t conclude that religion’s effectiveness as social glue relies on uniquely religious psychological thoughts and emotions. Though the creation of and belief in supernatural powers may be unique to religion, other foundational beliefs and emotions are shared across different domains of knowledge: young children attribute intentions, beliefs and desires to unseen causes, including the movement of clouds and leaves; non-religious moral systems use punishment to embarrass, recruit regret, and fuel shame; like many religions, non-religious institutions also attempt to reprogram the thoughts and beliefs of its members ⎯⎯ think of all the global rebel operatives that brainwash innocent children into becoming child soldiers. Religion helps itself to non-religious psychology. The utility of Hauser Chapter 1. Nature’s secrets 25 religion looks like a case of exaptation ⎯⎯ an expression of human thoughts and emotions that originally evolved to solve problems other than cooperation, but once in place were swiftly adopted for solving problems of cooperation. Further evidence in support of religion as exaptation comes from a follow-up to the dictator game experiment discussed above. If you swap religious words for non-religious but moral words such as civic, duty, jury, court and police, you get the same results: people give more money when thinking about these morally-pregnant, but non-religious words. It is also the case that if you paste up a photograph of eyes next to a money box for coffee, people give more than with a photograph of flowers. What these two studies show is that words and images that make us think about others, especially the possibility that others are watching, turns us into bigger spenders. These psychological transformations are not, however, specific to religion. Some may think that God is watching, but they and others may also think of a whitebearded, gavel-wielding, atheistic judge. We learn three important lessons from the study of tameness and religion, lessons that will propel our discussion of evil. First, distinguish what something evolved for from what it is used for. Second, dissect complicated traits down into their component parts as the parts, together with their interdependence, may have different evolutionary histories. Third, the combination of independently evolved capacities can lead to novel adaptations and possibilities. Some combinations lead to altruistic and humane compassion toward those we don’t know. Others lead to virulent hatred and annihilation of those we do know. The brain’s promiscuity is a driving engine for both the good, the bad, and the ugly. From the shackles of monogamy to the freedom of promiscuity Many years ago, some American friends of mine were married in a small village in Tanzania. After the wedding, they went to a local official who was responsible for providing a marriage certificate. On the certificate were three choices, indicative of the type of marriage: Monogamous, Polygynous, and Potentially Polygynous. My friends chuckled, but aimed their pen with confidence at Monogamous. Before they could ink the certificate, however, several Tanzanian men shouted out “NO! At least Potentially Polygynous. Give yourself the option.” Right, the option. The freedom to explore. Among social animals, only a few species pair bond for life, or at least a very long time. This fact is equally true of the social mammals: less than 5% of the 4000 or so species are strictly monogamous. For these rare species, most of their efforts to think, plan, and feel are dedicated to their partner; what’s left over goes into finding food and avoiding becoming dinner. Life is much more complicated for the rest of the social animals. Their social and sexual relationships are more promiscuous, less stable and less Hauser Chapter 1. Nature’s secrets 26 predictable. This unpredictability is partially responsible for changes in the brain. Promiscuous mating systems demand more flexibility, creativity and out of the box thinking. The anthropologist Steve Gaulin explored the idea that a species’ mating system is directly related to its capacity to think. Gaulin started by looking at two closely related species of voles, one monogamous and the other polygynous. In the polygynous vole, males typically mate with multiple females. To achieve this kind of mating success, males have large territories that encompass many smaller female territories. In the monogamous species, the male and female share the same territory, with mating restricted to the couple. These differences in mating system and space usage have two direct consequences: relative to the monogamous male vole, the polygynous male vole must travel much further in a day than the females and must recall where the female territories are located. For a polygynous male vole, mating success depends on long day trips, visiting each of the female territories. For the monogamous male vole, there are no physical or memory challenges as the female is virtually always nearby. Given the costs to a polygynous male vole of forgetting where the females live, there should be strong selection on the memory system. Gaulin confirmed this prediction by showing that polygynous male voles outcompete females of their species in a maze running competition, and also have larger memory systems than females. In the monogamous vole, there are no sex differences in maze running or memory. Gaulin’s work provides a gorgeous example of how evolutionary pressures can act on the brain to create differences in psychological capacity. Other examples abound, including evidence that fruit eaters have larger brains than leaf eaters, primates living in large social groups have larger frontal lobes than those living in smaller groups, and bats living in open habitats have smaller brains than those living in complex closed habitats. In each case, a particular ecological or social pressure ⎯⎯ finding ripe fruit, updating the status of numerous social relationships, avoiding obstacles while in flight ⎯⎯ sculpts differences in brain anatomy and function. Some of these pressures favor extreme specialization and myopia, whereas others favor a broader vision. Relative to every healthy member of our species, all other animals have tunnel vision. When our ancestors began to migrate out of Africa, the diversity of environments and social opportunities favored generalists with a broad and flexible vision. To appreciate the significance of the human revolution in brain engineering, consider three cases of myopic, but highly adaptive intelligence in other animals, cases that lack the signature of intellectual promiscuity; these cases are of particular interest because they represent the kinds of examples that caused Darwin to doubt the beneficence of God, to reflect upon the cruelty of nature, and to ponder the problem of evil: • The wasp Ampulex compressa tackles a specific species of cockroach, inserts a first stinger into its body to cause leg paralysis and eliminate fighting, then a second Hauser Chapter 1. Nature’s secrets 27 stinger into the brain that causes intense auto-grooming followed by three weeks of lethargy. During this down time, the cockroach turns into a living meal for the wasp’s larvae. •A Brazilian parasitoid wasp of the family Braconidae, lays its eggs inside a particular species of caterpillar, and once the larvae are fully developed, they hatch out of the caterpillar. Though it is strange enough for caterpillars to function like incubators, these innocent larvae were anything but innocent while developing inside the caterpillar. Once the larvae hatch, they are treated to an unprecedented level of care from the caterpillar who, Gandhi-like, foregoes all eating and moving to protect its adopted young, including violent head-swings against any intruder. The wasp has effectively brainwashed the caterpillar, hijacking its evolved instincts to care for its own young. •A solitary wasp in the genus Sceliphron selectively feeds on the dangerous and much larger black widow spider, using two tricks: it secretes a substance that is like Teflon, allowing it to move into a spider’s web without getting stuck; next, it flails around in the web to attract the spider, and once the spider is positioned above in kill mode, the wasp launches its stinger, piercing the spider right through the brain. End of black widow. If the wasp makes the slightest mistake, end of wasp. The capacity that has evolved in these wasps is myopically focused on one problem, and one problem alone. Despite the mind control and deception that is part of their evolved competence, they don’t deploy these skills in any other context. This highly adaptive and monogamous pattern of thinking runs throughout the animal kingdom and across different contexts, including male cleaner fish that attack female cleaner fish who violate the rules of mucus-eating from their clients, but do not deploy such draconian measures in other situations; birds that feign injury to deter predators from their nest, but deceive in no other context; cheetah mothers who demonstrate to their cubs how to bring down prey, but never provide pedagogical instructions in other relevant domains of development; and monkeys that understand how to use tools generously provided by humans but never create any of their own. Like other animals, we too are equipped with adaptive capacities that evolved to solve particular problems. Unlike other animals, however, these same adaptive specializations are readily deployed to solve novel problems, often by combining capacities. Like wasps, we deceive, manipulate and parasitize others, often cruelly. But unlike wasps, we don’t use these abilities with one type of victim in one context. As long as the opportunity for personal gain is high relative to the potential cost, we are more than willing to deceive, manipulate, and parasitize lovers, competitors and family members. When we attack rule violators, not only do we do so in the context of cheaters who eat but don’t pay, but also deadbeat dads Hauser Chapter 1. Nature’s secrets 28 who fail to care for their young, cads who have extramarital affairs, and trigger-happy murderers who take the lives of innocent people. What changes in the brain enabled us, but no other species, to engage in promiscuous thinking? To understand what changed in the brain, it is useful to paint a few broad-stroke comparisons, and then narrow in on the details. We know, for example, that brain size changed dramatically over the course of our evolutionary history, ultimately reaching three times the size of a chimpanzee’s brain with the appearance of the first modern humans some 100-200,000 years ago. From the archaeological evidence, we can infer that some aspect of the internal workings of the brain ⎯⎯ not simply size ⎯⎯ must have changed at about the same time in order to explain the appearance of a new material culture of tools with multiple parts and functions, musical instruments, symbolically decorated burial grounds, and cave paintings. Before this period, the material culture of our ancestors was rather uncreative, with simple tools and no symbolism. The new material culture was heralded by a mind unlike any other animal. No other animal spontaneously creates symbols, though chimpanzees and bonobos can be trained to acquire those we invent and attempt to pass on. No other animal creates musical instruments or even uses their own voice for pure pleasure. No other animal buries its dead, no less memorializes them with decorations; ants drag dead members out of their colony area and deposit them in a heap, though this is driven by hygiene as opposed to ceremonial remembrance and respect. Only a species with the capacity to combine and recombine different evolved specializations of the brain could create these archaeological remains. This period in our evolutionary history marks the birth of our promiscuous brain. The brain sciences have helped us see the fine details of this new species of mind. The comparative anatomists Ralph Holloway, James Rilling, and Kristina Aldridge have analyzed brain scans and skull casts of humans and all of the apes: chimpanzees, bonobos, gorillas, orangutans, and gibbons. This sample represents approximately 15 million years of evolution, and includes considerable diversity in mating systems, dietary preferences, use of tools, group size, life span, locomotion style, communication system, aggressiveness, and capacity for cooperation. Thus, gibbons are monogamously pair bonded, live in small family groups in the upper canopies, swinging and singing to defend their territories, never use or create tools, are omnivorous, restrict cooperation to within the family group, and show little aggression. Gorillas are folivores or leaf eaters, live in harem societies, knuckle walk on the ground, rarely use or make tools in the wild, show aggression primarily between harems, communicate with a diversity of sounds, and show limited cooperation even under captive conditions. Chimpanzees are promiscuous, omnivores who hunt for meat on the ground and in the tree tops, create a diversity of tools that are culturally distinctive between regions, communicate with a diversity of sounds, are lethal killers when they confront individuals from a neighboring community, and are cooperative especially in competitive situations. Despite this diversity, nonhuman ape brains are much Hauser Chapter 1. Nature’s secrets 29 more similar to each other than any one is to a human brain. What changed since we split off from our ape cousins is both the overall geometry of the brain in terms of the relative size of different components, as well as the connections both within and between these components. Some of the most spectacular changes evolved within the frontal and temporal lobes, as well as their connections to other areas of the brain involved in the control of emotion and stress. These circuits play a critical role in decision making, self control, short-term memory, social relationships, tool use and language. For detail, and further evidence of the importance of connectivity in promiscuous thinking, we turn to brain imaging studies of healthy adults, developing children, and patient populations that lack the signature of promiscuity. Consider tool use. Though a wide variety of nonhuman animals use tools, only humans create tools that combine different materials, have multiple functioning parts, can be used for functions other than the one originally designed, and function in the context of survival, reproduction, and leisure. These properties are the signature of a promiscuous brain. When we look at the material culture of the most sophisticated animal tool user ⎯⎯ the chimpanzee ⎯⎯ we see tools that use a single material, have only a single functional part, are only designed for one function, and the function set is strictly limited to survival or reproduction. Something as simple as a pencil, beyond the chimpanzees’ wildest imagination, consists of multiple materials (rubber, wood, lead, metal), was designed for writing but can be used for poking or keeping hair up in a bun, and has two functional parts (lead for writing, rubber for erasing). When you put a human subject in a brain scanner and record activity during observations of tool use, what you see is an orchestrated coordination between different and connected brain regions. There is activity in regions carrying out spatial analyses, motor behavior, goal directed assessments, and object recognition, and much of this activity is fed forward to the frontal areas for storage in working memory as well as judgment and evaluation. A healthy adult brain is a heavily connected brain. Promiscuity results from a network of interconnected brain regions. Even resting brains show signs of promiscuity. When you lie down in bed and close your eyes, but before you drift off to sleep, your brain ⎯⎯ assuming you are an adult and healthy ⎯⎯ shows activity in a family of inter-connected brain regions called the default network. This is your brain at rest, but it is anything but at rest. Some of the most active areas involve those that are engaged when we evaluate social relationships, consider what others believe and desire, who they are, and how we might interact in the future. This same default network looks very different in children, as well as in the elderly: it is much less connected. Growing up is connecting up. Growing old is disconnecting. We gain promiscuous thinking as we mature and lose it as we age. If connection is key, then disorders of the mind or physical insult should result in predictable loss of promiscuity. A brain imaging study of individuals with autism is revealing. Individuals with autism fall along a spectrum, from low to high functioning. Though this spectrum captures important Hauser Chapter 1. Nature’s secrets 30 differences, all inflicted with this developmental disorder have difficulty understanding the beliefs, intentions and emotions of others, and often become hyper-aroused when seeing, hearing, or touching rather unremarkable objects or events. All of these capacities require a system that can integrate multiple sources of information. During brain scanning, individuals with autism show a striking reduction in activity in an area called the insula and its connection to both the somatosensory cortex and amygdala. The insula is an area of the brain that is like a traffic cop, responsible for coordinating the flow of information in the brain, both where it is coming from and where it should go. The somatosensory cortex handles our body’s response to the world, including its state of arousal. The amygdala plays a key role in emotional processing, and more generally, in generating positive or negative assessments about the value of an experience. With the traffic cop asleep, and the body’s arousal and emotional hubs dormant, it is no wonder that those with autism lack empathy, can’t understand what it means for someone to be in love, are befuddled by deception, and find the bombardment from our media-intense world truly overwhelming. The lack of connectivity among those with autism is proof that connectivity is necessary for promiscuous thinking. Once we evolved our massively connected, promiscuous brain, tool use, communication, mathematics, music, and morality were transformed. No longer were we constrained to think within the confines of the evolved context. We could take aspects of an ancient psychology that evolved for one problem and use it for new purposes, some beneficial to us individually and as members of a group, and some costly to our own and others’ survival. Consider our capacity to defend members within a group against attack from individuals outside the group. Many, perhaps even the majority of religious groups have carried out this mission, some with violence such as the Catholic-Protestant conflict in Ireland, and some with tranquility such as the Tibetan’s plea for peace amidst a powerful Chinese oppressor. The process starts, however, with an ancient system that we share with all socially living animals. To survive and reproduce, individuals cooperate with members of their own group and defend their resources against members of neighboring groups. All animals, humans included, recognize group members by distinctive markings or recalling features associated with specific individuals. We transformed this evolutionarily ancient capacity into a distinctively human one by combining it with our systems of language, morality, and beliefs. This combination allows us to use symbols to demarcate those within our group from those outside, to tie these symbols to distinctive beliefs, values, and emotions, and to use these different psychological systems to caricature the other as buffoon, vermin, parasite, or inanimate cargo. This combinatorial process allows us to cleanse the in-group by annihilating the out-group. It allows us to increase cooperation within a group while ramping up the defenses to take out enemies living outside the group. This strategy is simple and effective. First, convince one group of people that another group has a set of undesirable traits, Hauser Chapter 1. Nature’s secrets 31 features that will undermine the success of the in-group. This has the effect of tightening the bonds within the group. Next, convince the in-group that those undesirable qualities make the others less-thanhuman and barely nonhuman. Next, make sure that the nonhuman mascot for the out-group is vile, abhorrent, and disgusting. This ingredient is critical as it guarantees that each member of the in-group will feel a surge of disgust every time it sees or hears of the out-group. Once disgust is in motion, there is only one additional step: either destroy or purge the other of its vile qualities. Destruction is not only permissible, but morally obligatory, carried out guilt-free because the mind has taken the other out of the moral domain and into the domain of property ⎯⎯ either dispensable, controllable or transformable. Taking out the other is rewarding. Harm feels good. Our uniquely promiscuous minds invented dehumanization, using a recipe of adaptive ingredients ⎯⎯ defense against an enemy, disgust as a response to noxious and unhealthy substances, and creative language use. This is a dangerous idea, one I develop in chapter 3. It is one of many capacities that enabled us to uniquely imagine new ways of inflicting excessive harm on others. It is a capacity that, nonetheless, has a deep evolutionary history. HARMING OTHERS, version 1.0: non-lethal behavioral routines All animals are motivated to secure resources that will enable them to survive and reproduce. At the most basic and universal level, this is what life is all about. Gaining access to resources enables individuals to accrue more resources, live longer, and produce more offspring. The path to acquiring resources is complicated by two facts of life that were central to Darwin’s insights into the process of evolution: resources are limited and individuals must compete with others from the same and different species for these resources. Competition is the breeding ground for aggression ⎯⎯ the most basic means of harming others. Aggression is a natural outcome of living in a social world where supper, sex, and space never come prepared on a silver platter. Here I explore the core properties of non-lethal aggression, a manner of harming others that is part of every animals’ behavioral repertoire. This discussion sets the stage for understanding how evolution’s R&D operation enabled a transformation of the non-lethal form of aggression into a lethal form, and ultimately, into an excessively lethal form that is the trademark of human evil. It also shows how the social norms guiding animal aggression evolved into moral norms, and thus, why we perceive some forms of aggression as deeply wrong, unethical and grotesque. Consider life on Earth before human existence, say 10 million years ago. Our closest living relatives the chimpanzees and bonobos are living in the forests of Africa, and so too are dozens of other Hauser Chapter 1. Nature’s secrets 32 primates, mammals, birds, reptiles, amphibians, fish, and insects. And of course, there are animals populating every other continent and the seas that surround them. Among the social animals ⎯⎯ those living in groups ⎯⎯ the common form of aggression is one-on-one, and the context is typically competition over food, a place to rest, or access to a mate. Sometimes the aggression is initiated as an attack and sometimes it is in self-defense. Sometimes it is highly ritualized and planned, and sometimes it is a reactive free-for-all. Sometimes it occurs within the group and sometimes between. Severe injuries arise, but deaths are rare. The aim is to resolve a competitive dispute by means of non-lethal aggression, and if possible, non-physical contact. If someone dies it is because an injury leaves them incapacitated or vulnerable to disease. It is not because their opponent aimed to kill. The ubiquity of non-lethal aggression points to a suite of common biological ingredients, a core set of neurobiological, hormonal and psychological adaptations that constrain how animals fight. It all starts with one individual perceiving a valuable resource that is within reaching distance of a competitor. What launches a first move and subsequently guides the process to its completion with a winner and a loser? In some species there are rules of thumb that deflate any aggressive instincts before they are launched, even though there are clear competitive interests. For example, in territorial lizards and birds, if an emigrating individual lands in an area and sees or hears another individual vigorously displaying ⎯⎯ push-ups with colorfully flashing neck sacs in lizards, vocal arias in birds ⎯⎯ they move on. The rule: territory owners win, no questions asked. Another rule of thumb arises in species organized around either permanent or breeding-only harems: one male and many females. Two classic cases are the well-studied hamadryas baboons of Ethiopia and the elephant seals of California. In both species, males are much larger than females, with elephant seals providing an extreme case ⎯⎯ the harem master can be ten times bigger than the females he mates with. In hamadryas, no one challenges the male over access to the females in his harem. Competition arises in acquiring females into a harem, a process that starts early, with individual males recruiting juvenile females. In elephant seals, either one or a few males completely monopolize the mating among the often hundred or more females within the harem. These males rule. As evidenced by genetic fingerprinting, virtually all of the offspring are sired by 1-3 males. No mating competition. Competition arises when the young turks try to wear down the harem master through repeated challenges over the season. Eventually, often over the course of several mating seasons, the harem master loses a fight and hangs up his gloves. Dominance hierarchies provide another set of rules or norms that guide competition, and thus aggression. In general, irrespective of the species, high ranking animals outcompete low ranking animals for access to resources. If the spread between two individuals within the hierarchy is large, the subordinate acts like a migrating lizard or bird landing in a resident’s territory: no contest, no competition, no fighting. If the spread is less, say two individuals who hold adjacent positions within the hierarchy, Hauser Chapter 1. Nature’s secrets 33 then other factors enter into the calculation. This is where things get interesting as these other factors determine the start and end of a contest. Insights into the dynamics of aggressive competition emerged in the late 1970s and early 1980s due to two fundamental developments within evolutionary biology. The first involved a marriage between economic game theory and evolutionary biology. This marriage was set up by the British evolutionary biologist John Maynard Smith who recognized that for any competitive interaction, there are different strategies, each with different payoffs. Some strategies are more costly, but return greater benefits. Others are more conservative and less costly, but return smaller benefits. How well any given strategy does depends on its frequency in the population, and thus, on whether the particular strategy is dominant or rare. For example, consider a baboon troop with 20 adult males. Imagine that one of the males decides to bare his canines, stand up on his two hind legs, and charge whenever anyone comes near him and he is eating. This male is displaying his intent to attack at the slightest provocation. One could imagine that this would be very effective, especially if he is the only one displaying in this way. But if this display pattern spreads, and all 19 other males do the same thing, then this strategy fails as it no longer distinguishes among the 20 males in the troop. What evolutionary game theory tells us is that the effectiveness of a strategy depends on how common it is within the population. Power comes, in part, from being not too common or predictable. The second development involved signaling theory, and a challenge to the traditional approach that considered animal signals as truthful messengers of information. On the traditional view, when a monkey bares his canines, he is signaling his motivation to attack. When a dog puts his tail between his legs, he is signaling his submissive status. When a bird gives an alarm call, she is telling others that a predator is nearby. When a human smiles, he is conveying his desire for friendship. The new signaling theory presented a challenge to this honest view of communication. Why, for example, wouldn’t individuals lie, deceiving others into believing that they were really tough, meek, in danger, or friendly, only to take advantage of the situation and gain added resources. Why, for example, wouldn’t a baboon who was actually afraid, put on a tough-guy show and scare off his opponents? Why wouldn’t a dog who was actually tough, send a submissive signal at the start of the interaction, cause his opponent to lower his guard, and then attack? Why wouldn’t a bird send an alarm in the absence of danger, knowing that others will run for cover and leave all the food behind ⎯⎯ no competition? Why wouldn’t a human who actually wanted to lure in an innocent victim for robbery send a seductive smile? This line of questioning, developed by the British evolutionary biologists Richard Dawkins and John Krebs, led to a number of studies showing that animals are engaged in a much more complicated and dynamic dance when they compete. Static properties of the animal ⎯⎯ its height, weight, tail length, antler size ⎯⎯ indicate its raw, unfakeable ability to fight or what biologists call Resource Holding Potential or RHP. A deer with a large Hauser Chapter 1. Nature’s secrets 34 set of antlers has paid the costs of growth, and is thus, a serious opponent with considerable strength. A tall, heavy, long-tusked elephant bull has spent the time and energy to bulk up, and can throw this weight around in a fight. Added on to an animal’s RHP are dynamic properties, features that require energetic investment in the moment such as the loudness or duration of a vocalization, or the height of a jump display. These dynamic properties form the foundation of competitive interactions, and the raw material for assessments. When a resource is up for grabs, and no simple rule of thumb or RHP factor trumps, animals assess each others’ displays, working out whether to flee or escalate. What, if anything in a display, reflects the signaler’s true capacity and motivation? The Israeli evolutionary biologist Amotz Zahavi provided a simple, yet far-reaching explanation of honest signaling. Honesty, in the animal world, is simply about prediction. When a kob standing on his territorial mound charges toward another, to what extent does this display predict that he will continue the attack if the opponent doesn’t flee? Is he all smoke or does the display accurately predict the followthrough? When a mantis shrimp uses his powerful claw to thump the sand at an intruder, will he go further, thumping the intruder who continues to advance? Zahavi’s solution was based in economics: signals are honest if and only if they are costly to produce, where cost is relative to current condition or health. If every kob can charge even if they are blowing smoke, the charge display carries no weight. It is pure puffery and dishonest. If every mantis shrimp can thump with its appendage, and does so regardless of its current power, then sand thumping loses value. For a charging display or sand thumping to carry value, they have to be costly to produce and only those in good enough condition should be able to tolerate the costs. Numerous studies support Zahavi’s insight, including work on insects, crabs, birds, and gazelles, as well as hunter-gatherers and religious institutions. Hunter-gatherers do it by showing off and sharing their large prey capture, whereas religions do it by showing their commitment to long and involved ritual displays. The vast majority of animal competition is settled by means of non-lethal aggression. Animals adopt different strategies, use rules of thumb, and engage in assessment in order to minimize the costs of battle. This is version 1.0 of HARMING OTHERS. This version operates within every animal, humans included. Over time, some animals evolved hormonal and neural upgrades that changed how individuals experienced the thrill of victory and the agony of defeat, as well as changes in their willingness to take risks. These upgrades inched animals closer to lethal aggression, pushed some right into it, and others over the top. Hauser Chapter 1. Nature’s secrets 35 HARMING OTHERS, version 1.1: microcontrollers In any competitive situation, whether it is animals working out a strategy for maximizing the odds of obtaining food or humans working out a strategy for maximizing the odds of check mating an opponent’s king, someone will walk away as the winner and someone as the loser. Winning feels good and losing feels bad. Winning fuels confidence, losing lowers self-esteem. Depending on the opponent, including what they look like and whether they are familiar or unfamiliar, it is possible to gauge the likelihood of winning or losing in advance. Depending on the individual’s prior history of wins and losses, and details of his or her personality, some individuals will embrace the challenge of a high risk-high payoff strategy whereas others will adopt a low-risk low payoff strategy. Winning, losing, and taking risks are all mediated by differences in hormone levels, neurochemicals, and patterns of brain activation. Some of these differences are set by the individual’s biology, some change over the course of a year, some within a day, and some within the period of a brief glance that allows for an opponent to assess the competition. These physiological processes are the microcontrollers that regulate an individual’s motivation to fight or flee, as well as the sense of reward and loss that accompanies winning and losing. These microcontrollers adaptively regulate the capacity to harm, at least until they malfunction. Malfunctions, whatever their cause, can convert healthy, defensive, competitive, and justifiable harms into over the top excessive and unethical harms. One of the primary microcontrollers is the hormone testosterone. Though it is commonly assumed that testosterone is a male hormone, it is also present in females, though at lower concentrations. Testosterone plays an essential role in both sexual and aggressive behavior in all social animals. Testosterone surges when males defend their territories, and also, when they recruit sexually available females. Stronger surges occur when individuals are challenged by competitors who want their territory, food, mates, or position within a hierarchy. What this shows is that testosterone motivates animals within the arena of competition. Testosterone also surges again after an individual wins a fight, and drops following a loss. This is highly adaptive as it motivates winners to keep defending their resources, and motivates losers to give up and minimize future costs. Across a wide variety of species, humans included, winners are two times more likely to win the next fight whereas losers are five times less likely to win the next fight. These winner-loser effects are mediated by testosterone. In our own species, among male and female athletes, in sports including soccer, tennis and judo, winners show higher testosterone levels than losers. This effect even holds in non-physical competition, such as chess and stock trading. In a study of day traders on the London Stock Exchange, those making the highest profits had the highest levels of testosterone. Even those who are simply witnesses to a winning competition show increases in testosterone, including Hauser Chapter 1. Nature’s secrets 36 cichlid fish spectators observing a winning fight, and soccer spectators seeing their team win the World Cup. What many volumes of experiments reveal is that testosterone plays a fundamental role in social behavior across the animal kingdom, motivating individuals to defend their resources, acquire additional resources when possible, develop confidence following victory, and gracefully walk away following defeat. Testosterone influences behavior, and behavior influences testosterone. If an individual experiences a challenge, this causes an increase in testosterone. The increase in testosterone heightens confidence and risk-taking to defend the resources. Heightened confidence and risk-taking are often associated with winning fights. Winning fights increases testosterone, bringing us full circle to the challenges of social living. Testosterone is joined by several other microcontrollers, including at least one additional hormone ⎯⎯ cortisol ⎯⎯ two neurochemicals ⎯⎯ serotonin and dopamine ⎯⎯ and several brain areas that are affected by these hormones and neurochemicals. Our understanding of this assemblage, beautifully synthesized by the psychologist Jack van Honk, accounts for both our adaptive and sometimes highly maladaptive capacity to harm others. Cortisol mediates the stress response in fish, reptiles, birds, and mammals, including all ages of human mammals. When fear kicks in due to aggressive challenges from a dominant individual or from the appearance of a predator, cortisol rises. When individuals confront uncertainty, cortisol rises. When cortisol levels are high, individuals are more sensitive to punishment and more likely to avoid social interactions. Flipping the polarity around, when cortisol levels are low, individuals are more aggressive, more reward focused, and less sensitive to punishment. Testosterone and cortisol therefore play within the bodies of animals like two children sitting on opposite ends of a see-saw. When testosterone is up and cortisol is down, individuals are primed to harm others and take risks. When testosterone is down and cortisol is up, individuals are risk averse, less likely to harm and more likely to engage in friendly social behavior. Serotonin, as noted earlier in the discussion of domestication, is primarily involved in selfcontrol. High serotonin levels are associated with behavioral inhibition, whereas low serotonin levels are associated with disinhibition or impulsivity, as well as heightened aggression. Dopamine is linked to the experience of reward, both in terms of predicting when it will occur and in motivating behavior that maximizes the odds of obtaining the goods. When animals reach their goals or expect to obtain them, including food, mating, or winning a fight, the brain delivers a surge of dopamine. In humans, taking a drug that increases the amount of dopamine, causes people to believe that they will feel more elated about an event in the future. Hauser Chapter 1. Nature’s secrets 37 Testosterone modulates these brain chemicals, suppressing serotonin in the service of heightening aggression, and ramping up dopamine to add to the already reinforcing properties of testosterone. But like dopamine, testosterone is also directly linked to the reward system. Mice will work a response lever to deliver testosterone, and humans become addicted to it. If you inject testosterone into a mouse while it is moving about, the location associated with the injection becomes tagged as a favorite spot in the landscape, a place to revisit. Drug abusers and gamblers, two personality profiles associated with heightened experience of reward and poor self-control, have elevated levels of testosterone and dopamine. Twirling inside the brains and bodies of all social animals is a physiological ballet that controls